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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-19 |
| UT | RA | APPROVED | 2011-05-05 |
Branch Locations
6550 S Millrock Dr Ste 100, Holladay, UT 84121 • United States
Salt Lake City, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Salt Lake City | UT | 05/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 11/2016 | Present |
MOTHER IN LAWS TRUST; INV RELATED;HOLLADAY,UT; MANGE FUNDS FROM TRUST ACCOUNT; TRUSTEE/CO-TRUSTEE; START DATE: 04/13/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-28 |
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