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Coree L Sullivan

Wells Fargo Clearing Services, LLC

Holladay, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-17
UT RA APPROVED 2016-04-18
  • TX RA
    APPROVED
    Since 2017-11-17
  • UT RA
    APPROVED
    Since 2016-04-18

Branch Locations

6550 S Millrock Dr Ste 100, Holladay, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Salt Lake City UT 04/2016 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 Present
Previous Registrations
  • 2009-02-19 → 2016-05-04
    Ubs Financial Services Inc.
    Salt Lake City, UT
  • 2007-04-02 → 2009-02-20
    Morgan Stanley & Co. Llc
    Holladay, UT
  • 2006-11-27 → 2007-04-02
    Morgan Stanley Dw Inc.
    Midvale, UT
  • 2005-04-19 → 2006-12-08
    Keybanc Capital Markets Inc.
    Salt Lake City, UT
    Salt Lake City, UT
  • 2003-06-09 → 2005-02-01
    Keybanc Capital Markets Inc.
    Salt Lake City, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-03
S63 Uniform Securities Agent State Law Examination 1999-06-15
  • S65 Uniform Investment Adviser Law Examination
    2003-06-03
  • S63 Uniform Securities Agent State Law Examination
    1999-06-15

View on SEC IAPD

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OSAIC WEALTH, INC. · SALT LAKE CITY, UT
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