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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-03-06
TX RA APPROVED 2026-03-05
  • UT RA
    APPROVED
    Since 2026-03-06
  • TX RA
    APPROVED
    Since 2026-03-05

Branch Locations

6550 S Millrock Dr Ste 100, Holladay, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Salt Lake City UT 10/2015 03/2026
Wells Fargo Clearing Services, Llc Holladay UT 03/2026 Present
Previous Registrations
  • 2015-10-22 → 2026-03-17
    Salt Lake City, UT
    Cottonwood Heights, UT
  • 2009-06-01 → 2015-10-28
    Holladay, UT
  • 2008-05-06 → 2009-06-01
    Morgan Stanley & Co. Llc
    Holladay, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-03
  • S66 Uniform Combined State Law Examination
    2008-05-03

View on SEC IAPD

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