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Stephanie J Daigle

Wells Fargo Clearing Services, LLC

Holladay, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-01
UT RA APPROVED 2016-09-01
  • TX RA
    APPROVED
    Since 2016-09-01
  • UT RA
    APPROVED
    Since 2016-09-01

Branch Locations

6550 S Millrock Dr Ste 100, Holladay, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Salt Lake City UT 06/2009 09/2016
Wells Fargo Advisors, Llc Holladay UT 09/2016 11/2016
Wells Fargo Clearing Services, Llc Holladay UT 11/2016 Present
  • 06/2009 → 09/2016
    Morgan Stanley Smith Barney
    Salt Lake City, UT
  • 09/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Holladay, UT
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Holladay, UT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-22
  • S66 Uniform Combined State Law Examination
    2008-01-22
Other Names
  • Stephanie Jane Laplante

View on SEC IAPD

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