Richard Henry Scheffer

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → Present
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 04/2013 → Present
  Kovack Advisors, Inc.
  Fort Lauderdale, FL

Previous Registrations

• 1996-04-25 → 2013-05-01
  Truist Investment Services, Inc.
  Plantation, FL
  Fort Lauderdale, FL
  Ft. Lauderdale, FL
  Fort Lauderdale, FL
  Fort Lauderdale, FL
  Fort Lauderdale, FL
  Fort Lauderdale, FL
  Fort Lauderdale, FL
  Wilton Manors, FL

Other Businesses

1) RICHARD H. SHEFFER, LLC - 1661 POINSETTIA DRIVE, FORT LAUDERDALE, FL 33305; INVESTMENT RELATED; FIXED INSURANCE SALES; FINANCIAL ADVISOR/OWNER; 1-5% OF TIME SPENT.

Exams

• S66 Uniform Combined State Law Examination
  2002-11-26
• S63 Uniform Securities Agent State Law Examination
  1987-05-14

Other Names

• Rich Scheffer