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Richard Henry Scheffer

Kovack Advisors, Inc.

Ft. Lauderdale, FL

Ft. Lauderdale, FL

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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-05-07
  • FL RA
    APPROVED
    Since 2013-05-07

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc. Fort Lauderdale FL 04/2013 Present
Kovack Advisors, Inc. Fort Lauderdale FL 04/2013 Present
  • 04/2013 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 04/2013 → Present
    Kovack Advisors, Inc.
    Fort Lauderdale, FL
Previous Registrations
  • 1996-04-25 → 2013-05-01
    Truist Investment Services, Inc.
    Plantation, FL
    Fort Lauderdale, FL
    Ft. Lauderdale, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Wilton Manors, FL
Other Businesses

1) RICHARD H. SHEFFER, LLC - 1661 POINSETTIA DRIVE, FORT LAUDERDALE, FL 33305; INVESTMENT RELATED; FIXED INSURANCE SALES; FINANCIAL ADVISOR/OWNER; 1-5% OF TIME SPENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-26
S63 Uniform Securities Agent State Law Examination 1987-05-14
  • S66 Uniform Combined State Law Examination
    2002-11-26
  • S63 Uniform Securities Agent State Law Examination
    1987-05-14
Other Names
  • Rich Scheffer

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
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INTEGRATED FINANCIAL STRATEGIES, LLC

Other Investors

DARRIN ROBERT HALSEY
LINDELL G DOUGLAS
MELINDA CHERISE MEACHAM
MATTHEW DAVID OSBORN
Danny Young
RINALDO DIAZ-FLORES
Konstantin Chrenow
Dorota J Gilbert

Other Offices

KOVACK ADVISORS, INC. · Fort Lauderdale, FL
KOVACK ADVISORS, INC. · Fort Lauderdal, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
FIRST CITIZENS INVESTOR SERVICES, INC. · Ft Lauderdale, FL
J.P. MORGAN SECURITIES LLC · POMPANO BEACH, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Lauderdale, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Pompano Beach, FL

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