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Bruce Michael Wiitala

Rfg Advisory, LLC

Creve Coeur, MO

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Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2017-08-24
  • MO RA
    APPROVED
    Since 2017-08-24

Branch Locations

Three City Place Dr. Suite 590, Creve Coeur, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Various Insurance Carriers For W & R Insurance Agencies Noblesville IN 10/2012 01/2017
Waddell & Reed Inc Indianapolis IN 10/2012 01/2017
Impactive Advisors Noblesville IN 01/2017 06/2017
Impactive Holdings Noblesville IN 01/2017 06/2017
Lpl Financial Llc Creve Coeur MO 08/2017 06/2018
Rfg Advisory Creve Coeur MO 08/2017 Present
Private Client Services Birmingham AL 06/2018 Present
  • 10/2012 → 01/2017
    Various Insurance Carriers For W & R Insurance Agencies
    Noblesville, IN
  • 10/2012 → 01/2017
    Waddell & Reed Inc
    Indianapolis, IN
  • 01/2017 → 06/2017
    Impactive Advisors
    Noblesville, IN
  • 01/2017 → 06/2017
    Impactive Holdings
    Noblesville, IN
  • 08/2017 → 06/2018
    Lpl Financial Llc
    Creve Coeur, MO
  • 08/2017 → Present
    Rfg Advisory
    Creve Coeur, MO
  • 06/2018 → Present
    Private Client Services
    Birmingham, AL
Previous Registrations
  • 2012-10-18 → 2017-01-31
    Waddell & Reed
    Charleroi, PA
    Louisville, KY
  • 2009-10-05 → 2012-10-17
    Owensboro, KY
    Louisville, KY
  • 2003-08-04 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Louisville, KY
    Lexington, KY
    Owensboro, KY
Other Businesses

1) 08/18/2017. RFG ADVISORY. THREE CITY PLACE DR, STE 5900, CREVE COEUR, MO 63141. DBA FOR PCS ACTIVITIES. RECRUITER/BUSINESS DEVELOPMENT. 2) 08/18/2017. RFG ADVISORY. THREE CITY PLACE DR STE 590, CREVE COEUR, MO 63141. ADVISORY ACTIVITIES. IAR. 3) 08/18/2017. RFG SOLUTIONS. THREE CITY PLACE DR, STE 590, CREVE COEUR, MO 63141. NON VARIABLE INSURANCE. 4) 06/01/2018. CELTIC ATHLETIC MINISTRY BOARD. 1000 N BECKLEY STATION RD, LOUISVILLE, KY 40245. POLICIES AND PROCEDURES, FACILITIES, EQUIPMENT FOR ALL SPORTS AT ST PATRICK SCHOOL. BOYS ATHLETIC DIRECTOR. 10 HOURS/MO; 0 DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-30
S63 Uniform Securities Agent State Law Examination 1987-05-13
  • S65 Uniform Investment Adviser Law Examination
    2014-04-30
  • S63 Uniform Securities Agent State Law Examination
    1987-05-13
Other Names
  • Bruce Michael Randall

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