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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2017-08-24 |
Branch Locations
Three City Place Dr. Suite 590, Creve Coeur, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Various Insurance Carriers For W & R Insurance Agencies | Noblesville | IN | 10/2012 | 01/2017 |
| Waddell & Reed Inc | Indianapolis | IN | 10/2012 | 01/2017 |
| Impactive Advisors | Noblesville | IN | 01/2017 | 06/2017 |
| Impactive Holdings | Noblesville | IN | 01/2017 | 06/2017 |
| Lpl Financial Llc | Creve Coeur | MO | 08/2017 | 06/2018 |
| Rfg Advisory | Creve Coeur | MO | 08/2017 | Present |
| Private Client Services | Birmingham | AL | 06/2018 | Present |
1) 08/18/2017. RFG ADVISORY. THREE CITY PLACE DR, STE 5900, CREVE COEUR, MO 63141. DBA FOR PCS ACTIVITIES. RECRUITER/BUSINESS DEVELOPMENT. 2) 08/18/2017. RFG ADVISORY. THREE CITY PLACE DR STE 590, CREVE COEUR, MO 63141. ADVISORY ACTIVITIES. IAR. 3) 08/18/2017. RFG SOLUTIONS. THREE CITY PLACE DR, STE 590, CREVE COEUR, MO 63141. NON VARIABLE INSURANCE. 4) 06/01/2018. CELTIC ATHLETIC MINISTRY BOARD. 1000 N BECKLEY STATION RD, LOUISVILLE, KY 40245. POLICIES AND PROCEDURES, FACILITIES, EQUIPMENT FOR ALL SPORTS AT ST PATRICK SCHOOL. BOYS ATHLETIC DIRECTOR. 10 HOURS/MO; 0 DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-13 |
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