Benjamin Julio Lecroy

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2021-07-21
TX	RA	APPROVED_RES	2021-07-21

MO RA
APPROVED

Since 2021-07-21
TX RA
APPROVED_RES

Since 2021-07-21

Branch Locations

425 N New Ballas Rd Ste 102, Creve Coeur, MO 63141 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc	Creve Coeur	MO	08/2004	07/2021
Various Insurance Carriers For W&R Insurance Agencies	Saint Louis	MO	09/2004	07/2021
Benjamin J Lecroy Tax Services	Saint Louis	MO	02/2007	07/2021
Chestnut Park	Saint Louis	MO	04/2014	07/2021
Lecroy Realty, Llc	Saint Louis	MO	05/2013	07/2021
The Lecroy Group	Saint Louis	MO	12/2014	07/2021
St. Francis Of Assissi Catholic Church	St Louis	MO	11/2015	07/2021
Naifa	Saint Louis	MO	06/2016	12/2018
Naifa	St Louis	MO	06/2019	07/2021
The Compass Group Dba	St Louis	MO	03/2018	07/2021
The Compass Wealth Group Llc	St Louis	MO	05/2019	07/2021
Lpl Financial Llc	Creve Coeur	MO	07/2021	Present

08/2004 → 07/2021

Waddell & Reed, Inc

Creve Coeur, MO
09/2004 → 07/2021

Various Insurance Carriers For W&R Insurance Agencies

Saint Louis, MO
02/2007 → 07/2021

Benjamin J Lecroy Tax Services

Saint Louis, MO
04/2014 → 07/2021

Chestnut Park

Saint Louis, MO
05/2013 → 07/2021

Lecroy Realty, Llc

Saint Louis, MO
12/2014 → 07/2021

The Lecroy Group

Saint Louis, MO
11/2015 → 07/2021

St. Francis Of Assissi Catholic Church

St Louis, MO
06/2016 → 12/2018

Naifa

Saint Louis, MO
06/2019 → 07/2021

Naifa

St Louis, MO
03/2018 → 07/2021

The Compass Group Dba

St Louis, MO
05/2019 → 07/2021

The Compass Wealth Group Llc

St Louis, MO
07/2021 → Present

Lpl Financial Llc

Creve Coeur, MO

Previous Registrations

2005-01-14 → 2021-07-21

Waddell & Reed

Creve Coeur, MO

Edmond, OK

Creve Coeur, MO

Other Businesses

1.11/23/2021; The LeCroy Group; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 01/01/2015; 10hrs/mth; 0hrs during trading 2.04/04/2022; Investment products and services are offered through LPL Financial LLC using the DBA/trade name The Compass Group; Investment Related; at Reported Business Location(s); Start Date 02/21/2018; 40hrs/mth; hrs during trading 3.04/04/2022; Investment products and services are offered through LPL Financial LLC using the DBA/trade name The Compass Wealth Group, LLC; Investment Related; at Reported Business Location(s); Start Date 05/28/2019; 120hrs/mth; hrs during trading 4.04/04/2022; The LeCroy Group; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date ; 0hrs/mth; hrs during trading 5.08/31/2026; Youth Baseball; Coach/ Sports/ Fitness; Not Investment Related; Saint Louis,MO; Start Date 08/12/2026; 16hrs/mth; 0hrs during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-01-12
S63	Uniform Securities Agent State Law Examination	2004-11-27

S65 Uniform Investment Adviser Law Examination

2005-01-12
S63 Uniform Securities Agent State Law Examination

2004-11-27

Other Names

Ben Lecroy

View on SEC IAPD