Harry Edward Tart

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2021-07-21
TX	RA	APPROVED_RES	2021-07-21

MO RA
APPROVED

Since 2021-07-21
TX RA
APPROVED_RES

Since 2021-07-21

Branch Locations

425 N New Ballas Rd Ste 102, Creve Coeur, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc	Creve Coeur	MO	09/1997	07/2021
Various Insurance Carriers For W&R Insurance Agencies	St Peters	MO	01/1991	07/2021
G2Max	Creve Coeur	MO	06/2007	07/2021
Notary Public	St Peters	MO	11/2013	07/2021
Insurance Career Training Inc	Indianapolis	IN	03/2015	07/2021
Harry Tart	St Charles	MO	03/2016	Present
Rotary 6060	St Charles	MO	07/2016	07/2021
Tart Group Llc	St Charles	MO	03/2019	Present
The Compass Group Dba	St Louis	MO	03/2018	Present
The Compass Wealth Group, Llc	St Louis	MO	05/2019	Present
Lpl Financial Llc	Creve Coeur	MO	07/2021	Present

09/1997 → 07/2021

Waddell & Reed, Inc

Creve Coeur, MO
01/1991 → 07/2021

Various Insurance Carriers For W&R Insurance Agencies

St Peters, MO
06/2007 → 07/2021

G2Max

Creve Coeur, MO
11/2013 → 07/2021

Notary Public

St Peters, MO
03/2015 → 07/2021

Insurance Career Training Inc

Indianapolis, IN
03/2016 → Present

Harry Tart

St Charles, MO
07/2016 → 07/2021

Rotary 6060

St Charles, MO
03/2019 → Present

Tart Group Llc

St Charles, MO
03/2018 → Present

The Compass Group Dba

St Louis, MO
05/2019 → Present

The Compass Wealth Group, Llc

St Louis, MO
07/2021 → Present

Lpl Financial Llc

Creve Coeur, MO

Previous Registrations

1998-10-22 → 2021-07-21

Waddell & Reed

Creve Coeur, MO

Springfield, IL

Edmond, OK

Creve Coeur, MO

Other Businesses

1- 03/2016 / Photography / Non Investment Related / ST PETERS, MO 63303 2- 01/2020 / DBA for LPL Business (entity for LPL business) / The Compass Wealth Group, LLC / Investment Related / Creve Coeur, MO 63141 3- 01/2000 / Notary Public / Notary Public / Investment Related / St Peters MO 63303 4- 03/2020 / Tart Group LLC / Business Entity For Tax/Investment Purposes Only / Non Investment Related / St Charles , MO, 63303

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-10-19
S63	Uniform Securities Agent State Law Examination	1997-10-31

S65 Uniform Investment Adviser Law Examination

1998-10-19
S63 Uniform Securities Agent State Law Examination

1997-10-31

Other Names

Harry Tart

View on SEC IAPD