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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
425 N New Ballas Rd Ste 102, Creve Coeur, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services | Chesterfield | MO | 04/2009 | 09/2016 |
| Waddell & Reed, Inc | Creve Coeur | MO | 09/2016 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Kirkwood | MO | 09/2016 | 07/2021 |
| Lpl Financial Llc | Creve Coeur | MO | 07/2021 | Present |
1) 8/2019- The Compass Wealth Group- DBA for LPL Business (entity for LPL business)- inv. related- CREVE COEUR, MO 2) 2018- SENTRY WEALTH PLANNING LLC- Business Entity For Tax/Investment Purposes Only- owner- non-inv. related- Kirkwood MO- 0hrs/mth 3) 7/2021- Blake Smith- Non-Variable Insurance- Agent- inv. related- CREVE COEUR, MO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-14 |
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