Dale William Von Hoffmann

Current Employers

Employment History

• 12/2009 → 06/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chesterfield, MO
• 12/2009 → 06/2017
  Bank Of America, N.A.
  Chesterfield, MO
• 06/2017 → 07/2021
  Waddell & Reed, Inc
  Creve Coeur, MO
• 06/2017 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Chesterfield, MO
• 10/1999 → 07/2021
  George Von Hoffmann Foundation, Inc.
  Chesterfield, MO
• 10/2006 → 07/2021
  Widgeon Club, Inc.
  O'FAllon, MO
• 08/2017 → 07/2021
  Dale Von Hoffmann, Llc
  Chesterfield, MO
• 07/2021 → Present
  Lpl Financial Llc
  Creve Coeur, MO

Previous Registrations

• 2017-06-16 → 2021-07-21
  Waddell & Reed
  Edmond, OK
  Creve Coeur, MO
• 2009-12-04 → 2017-06-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chesterfield, MO
• 2009-06-01 → 2009-12-07
  Morgan Stanley
  Chesterfield, MO
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Chesterfield, MO
• 2000-05-11 → 2007-04-02
  Morgan Stanley Dw Inc.
  Chesterfield, MO
  Chesterfield, MO

Other Businesses

1) 06/29/2021 - The Compass Wealth Group, LLC - DBA for LPL Business (entity for LPL business) - Creve Coeur, MO 63141 - Investment Related - Start Date 6/2020 - 40 hr/mon 2) 06/29/2021- Dale Von Hoffmann, LLC - Business Entity For Tax/Investment Purposes Only - Chesterfield, MO 63005 - Not Investment Related - Start Date 6/2017 - 1hr/mon 3) 1961 - Other - Widgeon Club, Inc. - Not Investment Related - 1hr/mon - O'Fallon, MO 63366 4) 09/07/2023 - Barbara Von Hoffmann IRREV Life Insurance Trust 5/28/2009 "Mother" - Not Investment Related - Chesterfield, MO - Act in a Fiduciary Capacity - Start Date 05/28/2009 - 1 Hour Per Month / 1 Hour During Trading

Exams

• S66 Uniform Combined State Law Examination
  1999-04-12

Other Names

• Dale William Vonhoffmann