Asha Jain

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Scottsdale, AZ
• 11/2016 → Present
  Lpl Financial, Llc
  Scottsdale, AZ
• 11/2016 → Present
  Stratos Wealth Partners
  Scottsdale, AZ

Previous Registrations

• 2000-02-18 → 2016-11-11
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
  Scottsdale, AZ

Other Businesses

1) 09/27/2016 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2016 - 160 hr/mth 2) 09/27/2016 - Stratos Wealth Partners - Non-Variable Insurance - selling: Accident, Health, Life - inv rel - at reported business location(s) start: 11/2016 - 5 hr/mth 3) 11/10/2016 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4) 11/28/2016 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start 11/2016 - 160 Hours per Month/8 Hours During Securities Trading - Time Spent 100% - IAR - I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 3/16/2023 - Vanbridge - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent. - Start Date - 03/20/2023 - 10 Hours Per Month/0 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-28
• S63 Uniform Securities Agent State Law Examination
  1987-05-06

Other Names

• Asha Jain
• Asha Tewari