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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2023-04-03
LA RA APPROVED 2023-02-24
CA RA APPROVED 2023-02-22
NM RA APPROVED 2023-02-22
TX RA APPROVED_RES 2023-02-22
AZ RA APPROVED 2020-03-06
  • HI RA
    APPROVED
    Since 2023-04-03
  • LA RA
    APPROVED
    Since 2023-02-24
  • CA RA
    APPROVED
    Since 2023-02-22
  • NM RA
    APPROVED
    Since 2023-02-22
  • TX RA
    APPROVED_RES
    Since 2023-02-22
  • AZ RA
    APPROVED
    Since 2020-03-06

Branch Locations

7033 East Greenway Parkway Suite 290, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Scottsdale AZ 03/2018 11/2019
Eli Lilly And Company Glendale AZ 09/1998 03/2018
Mercer Global Advisors Inc. Scottsdale AZ 12/2019 09/2021
Mercer Global Advisors Inc. Scottsdale AZ 09/2021 Present
Previous Registrations
  • 2019-09-27 → 2019-12-02
    Td Ameritrade, Inc.
    Scottsdale, AZ
  • 2019-09-27 → 2019-12-02
    Td Ameritrade Investment Management, Llc
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-24
  • S66 Uniform Combined State Law Examination
    2019-09-24

View on SEC IAPD

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