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Marc Alan Normann

Mercer Global Advisors Inc.

Scottsdale, AZ

CRD 3095233

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Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2022-09-29
CA RA APPROVED 2022-09-15
CO RA APPROVED 2022-09-15
MT RA APPROVED 2022-09-15
NM RA APPROVED 2022-09-15
OR RA APPROVED 2022-09-15
UT RA APPROVED 2022-09-15
WA RA APPROVED 2022-09-15
AZ RA APPROVED 2017-01-19
  • NV RA
    APPROVED
    Since 2022-09-29
  • CA RA
    APPROVED
    Since 2022-09-15
  • CO RA
    APPROVED
    Since 2022-09-15
  • MT RA
    APPROVED
    Since 2022-09-15
  • NM RA
    APPROVED
    Since 2022-09-15
  • OR RA
    APPROVED
    Since 2022-09-15
  • UT RA
    APPROVED
    Since 2022-09-15
  • WA RA
    APPROVED
    Since 2022-09-15
  • AZ RA
    APPROVED
    Since 2017-01-19

Branch Locations

7033 East Greenway Parkway Suite 290, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade St. Louis MO 12/2014 12/2016
Mercer Global Advisors Inc. Scottsdale AZ 01/2017 Present
Previous Registrations
  • 2016-03-17 → 2017-01-17
    Scottrade Investment Management
    Saint Louis, MO
  • 2009-07-23 → 2014-12-08
    Td Ameritrade, Inc.
    Draper, UT
    Indianapolis, IN
    Indianapolis, IN
  • 2009-07-23 → 2014-12-08
    Td Ameritrade Investment Management, Llc
    Draper, UT
    Indianapolis, IN
    Indianapolis, IN
  • 2007-07-11 → 2009-06-29
    Zionsville, IN
    Zionsville, IN
    St Louis, MO
    Lebanon, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-22
S63 Uniform Securities Agent State Law Examination 1998-12-15
  • S66 Uniform Combined State Law Examination
    2007-06-22
  • S63 Uniform Securities Agent State Law Examination
    1998-12-15
Other Names
  • Marc Alan Normann
  • Marc A Normann
  • Marc Normann

View on SEC IAPD

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