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Shaun Elizabeth Bracken

Bridgelight Capital LLC

Scottsdale, AZ

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Current Employers
Bridgelight Capital Llc

7033 E. Greenway Parkway Suite 160, Scottsdale, AZ 85254 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-20
AZ RA APPROVED 2015-10-08
  • TX RA
    APPROVED
    Since 2021-01-20
  • AZ RA
    APPROVED
    Since 2015-10-08

Branch Locations

7033 E. Greenway Parkway Suite 160, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 10/2015 Present
Bridgelight Capital Scottsdale AZ 10/2015 Present
  • 10/2015 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 10/2015 → Present
    Bridgelight Capital
    Scottsdale, AZ
Previous Registrations
Other Businesses

1) Bridgelight Capital. Investment related. 7033 E Greenway Parkway, Suite 160, Scottsdale, AZ 85254. RIA. Senior Vice President. Start 10/2015. 40 hours/month 40 during trading. Providing advice and investments to clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-01
S63 Uniform Securities Agent State Law Examination 1984-04-18
  • S65 Uniform Investment Adviser Law Examination
    2014-08-01
  • S63 Uniform Securities Agent State Law Examination
    1984-04-18

View on SEC IAPD

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