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1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-03-16 |
| DC | RA | APPROVED | 2018-03-05 |
| VA | RA | APPROVED | 2018-02-15 |
Branch Locations
7033 East Greenway Parkway Suite 290, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Empowerment Financial Group | Scottsdale | AZ | 04/2009 | 02/2018 |
| Ascendant Advisors, Llc | Houston | TX | 02/2012 | 02/2018 |
| Alpha Cubed Investments, Llc | Newport Beach | CA | 01/2015 | 02/2018 |
| Tfi Portfolios, Llc | Scottsdale | AZ | 01/2011 | 02/2018 |
| Rare Transportation Llc | Scottsdale | AZ | 01/2009 | 02/2018 |
| 2Nd Chance Renewal | Scottsdale | AZ | 01/2009 | 02/2018 |
| Paul Seidman, Sole Proprietor | Scottsdale | AZ | 04/2009 | 02/2018 |
| Alpha Cubed Investments, Llc | Irvine | CA | 06/2014 | 02/2018 |
| Mercer Global Advisors Inc | Vienna | VA | 02/2018 | 09/2021 |
| Mercer Global Advisors Inc. | Scottsdale | AZ | 09/2021 | Present |
Maintains an insurance license to continue receiving certain compensation-known as trails-from past insurance sales. Consultant with GLG Consulting in Austin, TX since 01/01/2021. Shares experience with industry events. GLG Consulting provides expert matter consulting services. Devotes 1 hour a month (0 hours during trading hours) to this activity and receives compensation. The activity is not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-11 |
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