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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2022-02-23 |
| RI | RA | APPROVED | 2022-02-21 |
| DE | RA | APPROVED | 2022-02-14 |
| VA | RA | APPROVED | 2022-02-12 |
| AR | RA | APPROVED | 2022-02-11 |
| AL | RA | APPROVED | 2022-02-10 |
| MS | RA | APPROVED | 2022-02-10 |
| OK | RA | APPROVED | 2022-02-10 |
| WA | RA | APPROVED | 2022-02-10 |
| NE | RA | APPROVED | 2021-09-01 |
| MN | RA | APPROVED | 2013-12-24 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402 • United States
Plymouth, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Name of Activity: POWER OF ATTORNEY FOR FAMILY MEMBER AND TRUSTEE OF FAMILY TRUST; Date Activity Started/Modified/Ended: 4/15/2019; Type of Activity: Other - POWER OF ATTORNEY; Role/Relationship: Trustee/ Fiduciary; Responsibilities: POWER OF ATTORNEY FOR FAMILY MEMBER AND TRUSTEE OF FAMILY TRUST; Income Per Year: NO INCOME; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? Yes - POWER OF ATTORNEY FOR FAMILY MEMBER; --- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-10 |
| S65 | Uniform Investment Adviser Law Examination | 1999-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-28 |
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