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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-10-05 |
Branch Locations
115 N Dixie Dr Ste 120, Lake Jackson, TX 77566-5958 • United States
West Columbia, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lake Jackson | TX | 10/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Lake Jackson | TX | 03/2020 | Present |
Real Estate Ownership; Single Family; 1001 Krenek Tap #1602, , College Station, TX, 77840; Not Investment-Related; 06/01/2020 / Commercial; 115 N Dixie Drive, Ste 120, , Lake Jackson, TX, 77566; Not Investment-Related; 01/01/2026. Independent Insurance Brokering; Blue Cross Blue Shield Texas; 01/01/1983; / United Healthcare; 01/01/1983; / Aetna; 01/01/1983; / Dearborn National Life; 01/01/1983; / Principal; 01/01/1983; / Guardian; 01/01/1990; / National Life of Vermont; 01/01/1990; . Business Ownership; Cattle Ventures; ; raising cattle; 505 Denise Street, West Columbia, TX 77486, ,; Not Investment-Related; 01/01/2008; 10 to 19 hours per month; 0 during trading hours. Outside Employment; R L Travis Financial Group LLC; employee, advisor; income from practice; 115 N Dixie Drive, Ste 120, Lake Jackson, TX, 77566; Investment-Related; 01/08/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-26 |
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