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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-07-24 |
Branch Locations
208 Parking Way, Lake Jackson, TX 77566 • United States
945 Bunker Hill Rd Suite 300, Houston - Memorial City, TX 77024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. | Houston | TX | 07/2014 | Present |
NAME AND ADDRESS: FINRA DISPUTE RESOLUTION, ONE LIBERTY PLAZA 165 BROADWAY 27TH FLOOR NEW YORK, NY 10006 NATURE OF ENTITY: FINRA ARBITRATION RESPONSIBILITIES IN THIS ROLE:HEARING ARBITRATION CASES HOURS DEVOTED: 6 HOURS PER MONTH. Name & Address: Foose Endeavors LLC, 2111 Taft St Houston TX 77006 Type: LLC Start Date: 1/1/19 Not Investment related Position, Title, Role/Duties: As manager of the LLC I will take monthly lease payments and pay monthly loan payments and keep property in good order. Also take care of taxes and insurance and negotiate lease renewal Hours devoted: 5 hours a month Hours During Trading Hours: 1 hour a week Name/Address: Blonde Biscotti LLC 1000 W Gray St #100 Start Date: 8/21/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Passive Investor Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-01-08 |
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