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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-04 |
Branch Locations
5900 Southwest Pkwy Ste 520, Austin, TX 78735 • United States
107 This Way Street Ste A, Lake Jackson, TX 77566 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Houston | TX | 01/2014 | 03/2023 |
| Ameriprise Financial Services, Llc | San Antonio | TX | 04/2023 | 12/2025 |
| Lpl Financial Llc | Austin | TX | 12/2025 | Present |
1. 11/2025 - Garner Wealth - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s)" - OBA Start Date: 12/4/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-30 |
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