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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-16 |
Branch Locations
711 W Bay Area Blvd Ste 400, Webster, TX 77598 • United States
130 Parking Way St, Lake Jackson, TX 77566 • United States
Houston, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jsc Fcu | Houston | TX | 02/2004 | 04/2021 |
| Lpl | Houston | TX | 02/2012 | 04/2021 |
| Ameriprise Financial Services, Llc | Webster | TX | 04/2021 | Present |
Outside Employment; DGW Worldwide LLC; Financial Advisor - Financial Advisor for clients of the practice; Manage advisory business; 711 W Bay Area Blvd Suite 400, , Webster, TX, 77598; Investment-Related; 04/16/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-01 |
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