Dean Edward Elliott

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 01/2023
  Commonwealth Financial Network
  Waltham, MA
• 09/2013 → 01/2023
  Global Wealth Advisors
  Angleton, TX
• 01/2023 → Present
  Lpl Financial Llc
  Lake Jackson, TX

Previous Registrations

• 2013-10-10 → 2023-03-30
  Global Wealth Advisors
  Lewisville, TX
  Angleton, TX
• 2009-02-17 → 2023-01-31
  Commonwealth Financial Network
  Angleton, TX
  Lake Jackson, TX
  Durango, CO
  Old Ocean, TX
  League City, TX
• 1996-07-02 → 2009-02-23
  Lpl Financial Llc
  Lake Jackson, TX
  Pearland, TX
  Pearland, TX
• 2003-04-25 → 2004-12-31
  Integrity Financial Planners Llc
  Lake Jackson, TX

Other Businesses

1)01/24/2023 - Pentangle Wealth - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2023 - 160 Hr/Mth 2)01/03/2023 - Elliott Wealth Management LLC - Real Estate Rental - Inv Rel - Katy, TX - Start: 03/01/20080

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-06-26

Other Names

• Dean Edwad Elliott