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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimerfunds | New York | NY | 10/2015 | 05/2019 |
| Neuberger Berman | Pearland | TX | 06/2019 | 03/2021 |
| Hartford Funds Distributors, Llc | Wayne | PA | 03/2021 | 10/2023 |
| Hartford Funds Management Company, Llc | Wayne | PA | 03/2021 | 10/2023 |
| Lpl Financial Llc | Lake Jackson | TX | 11/2023 | Present |
1)10/30/2023 - Pentangle Wealth - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2023 - 160 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-25 |
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