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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-30 |
| PA | RA | APPROVED | 2013-05-16 |
Branch Locations
1605 Carmody Court Suite 200, Sewickley, PA 15143 • United States
Gibsonia, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Sewickley | PA | 05/2013 | Present |
(1) FATHER REGIS M. FARMER SCHOL;ARSHIP FUND; ADDRESS: 2554 WILDWOOD RD., ALLISON PARK, PA 15101; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 11/10/2017; CAPACITY: OFFICER/BOARD OF DIRECTORS; DUTIES: GENERAL OVERSIGHT; THE PRESIDENT MOVED, SO AS A LONG TIME FREIND OF THE DECEASE, A PERSON WHO FOUNDED THE GROUP, I VOLUNTEERED TO BE PRESIDENT; HOURS DEVOTED PER MONTH: APPROX 3; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (2) NAME OF ENTITY: KEARNS SPIRITUALITY CENTER; ADDRESS: 9000 BABCOCK BLVD, ALLISON PARK, PA 15101; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: STEERING COMMITTEE; CAPACITY: BOARD OF DIRECTORS; START DATE: 10/2019; DUTIES: THE SISTERS OS DIVINE PROVIDENCE WILL RUN SCENARIOS BY A STEERING COMMITTEE ON COST AND REPAIRS; HOURS DEVOTED PER MONTH: .25; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-08 |
| S65 | Uniform Investment Adviser Law Examination | 1992-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-14 |
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