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James Martin Bassotti

Mml Investors Services, LLC

Latham, NY

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-12
  • NY RA
    APPROVED
    Since 2024-11-12

Branch Locations

24 Century Hill Drive Suite 105, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Albany NY 10/1986 03/2017
Massachusetts Mutual Life Insurance Company Latham NY 07/2016 Present
Mml Investors Services, Llc Latham NY 03/2017 Present
  • 10/1986 → 03/2017
    Metlife Securities Inc.
    Albany, NY
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Latham, NY
  • 03/2017 → Present
    Latham, NY
Other Businesses

GENERAL PARTNER FOR RENTAL PROPERTY UNDER NAME BROTHER IN LAWW IN SCHENECTADY, NY FOR 2 EVE/WKND HRS/WK SINCE 8/1992. Independent Insurance Agent - Property & Casualty - from business address - 1 security hour and 0 non security hours -since 07/2016

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-09-05
  • S63 Uniform Securities Agent State Law Examination
    1987-09-05

View on SEC IAPD

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