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Gregory Scott Stacy

Mml Investors Services, LLC

Cincinnati, OH

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-07
OH RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2022-02-07
  • OH RA
    APPROVED
    Since 2017-03-25

Branch Locations

7361 East Kemper Road Suite D, Cincinnati, OH 45249 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Cincinnati OH 01/2015 03/2017
Mml Investors Services, Llc Cincinnati OH 03/2017 Present
Massmutual Life Insurance Co Cincinnati OH 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Cincinnati, OH
  • 03/2017 → Present
    Mml Investors Services, Llc
    Cincinnati, OH
  • 03/2017 → Present
    Massmutual Life Insurance Co
    Cincinnati, OH
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Cincinnati, OH
    Indianapolis, IN
    Cincinnati, OH
  • 2008-02-05 → 2015-01-02
    New England Securities
    Cincinnati, OH
  • 1999-07-08 → 2008-02-04
    Mml Investors Services, Llc
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
Other Businesses

RENTAL PROPERTY UNDER GCA PROPERTIES, LLC IN CINCINNATI, OH FOR 1 WKDY HR/WK SINCE 3/2007.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-01-26
  • S63 Uniform Securities Agent State Law Examination
    1996-01-26

View on SEC IAPD

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FORMIDABLE ASSET MANAGEMENT, LLC
RC CAPITAL
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

More in Cincinnati, OH

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