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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-06-20 |
Branch Locations
5350 Poplar Ave. Suite 150, Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Memphis | TN | 06/2009 | 07/2021 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 07/2021 |
| Hilltop Securities Inc. | Dallas | TX | 07/2021 | Present |
1) Nexus; non-investment related; Memphis, TN; charitable mentoring organization; board member; started 8/6/2021; less than 1 hr/mo; less than 1 hr/mo during business hours. 2) Chickasaw Council Board Member, Boy Scouts of America; non-investment related; Memphis, TN; non-profit; board member; started 8/6/2021; under 1 hr/mo; under 1 hr/mo during business hours. 3) Presbyterian Day School; non-investment related; Memphis, TN; board member; Started 09/01/2022; 8 hrs/yr; zero hrs/yr during business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-02 |
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