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5875 Sw 29Th Street, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-04-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Topeka | KS | 03/2004 | 09/2017 |
| Independent Insurance Agent | Topeka | KS | 03/2023 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2017 | 02/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2017 | 02/2023 |
| Mutual Securities, Inc. | Camarillo | CA | 02/2023 | Present |
| Foster Capital Management, Inc. Dba Generations Wealth Design | Topeka | KS | 03/2023 | Present |
1. Generations Wealth Design, Start Date: 03/01/2023, 5875 SW 29th St., Topeka, KS 66614, LLC, RIA, Partner, I will be in charge of variable annuities and insurance products for the RIA, Investment Related, 32 Hours per month, 2 Hours per day during trading hours. 2. Independent Insurance Agent, Start Date: 08/1984, 5875 SW 29th St., Topeka, KS 66614, LLC, Insurance, Insurance Agent, Selling Insurance products - fixed life insurance, fixed annuities, disability and long term care insurance, Not Investment Related, 10 Hours per month, Less than 1 Hour per day during trading hours. 3. Foster Capital Management, Inc., Start Date: 01/2005, 5875 SW 29th St., Topeka, KS 66614, Corporation, Corporation, President, President of LLC for Tax Liability purposes - pays business expenses, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 4. Foster Financial Properties, Start Date: 04/2017, 5875 SW 29th St., Topeka, KS 66614, LLC, Officer, LLC owns our office property, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 5. Mutual Securities, Inc. Start Date: 02/2023, Camarillo, CA, Registered Representative. 5. Mutual Securities, Inc. Start Date: 02/2023, Camarillo, CA, Registered Representative.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-03 |
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