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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-02-18
KS RA APPROVED 2012-07-18
  • TX RA
    APPROVED
    Since 2015-02-18
  • KS RA
    APPROVED
    Since 2012-07-18

Branch Locations

5301 Sw 7Th St. Ste 201, Topeka, KS 66606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc. Fairfield IA 06/2012 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2012 Present
Previous Registrations
Other Businesses

1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30 HR/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.ON TARGET FINANCIAL LLC, 5825 SW 29TH ST STE 201, TOPEKA, KS, 6/2018 AS OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 80/MO - 3/TRADING. 3. JKW PROPERTIES, LLC, 5301 SW 7TH ST, TOPEKA, KS, PARTNER, NIR, 03/23/18, 4/MO- 1/TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-17
S63 Uniform Securities Agent State Law Examination 2011-07-07
S66 Uniform Combined State Law Examination 2004-08-04
  • S65 Uniform Investment Adviser Law Examination
    2012-07-17
  • S63 Uniform Securities Agent State Law Examination
    2011-07-07
  • S66 Uniform Combined State Law Examination
    2004-08-04
Designations
Other Names
  • Joe Gerald Prokop

View on SEC IAPD

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