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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2013-05-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 01/2013 | Present |
| American Tax Service, Inc. | Topeka | KS | 01/2004 | Present |
1) OWNER/SHAREHOLDER AND CEO OF AMERICAN TAX SERVICE, INC., 420 SE 29TH ST, TOPEKA, KS 66605; NOT INVESTMENT RELATED. PRIMARY SERVICES ARE TAX PREPARATION AND ACCOUNTING SERVICES. I HAVE WORKED/OWNED THE BUSINESS SINCE THE START OF 2004 AND I SPEND 200 HOURS PER MONTH AND TEN HOURS PER TRADING DAY AT THIS BUSINESS. 2) PART OWNER/MEMBER OF ATSFS, LLC, 420 SE 29TH ST, TOPEKA, KS 66605. THIS BUSINESS WOULD BE CONSIDERED INVESTMENT-RELATED AS IT SELLS TERM AND PERMANENT INSURANCE POLICIES, WHICH COULD INCLUDE FIXED ANNUITY PRODUCTS. I SPEND 5-10 HOURS PER MONTH AND LESS THAN 1 HOUR PER TRADING DAY AT THIS BUSINESS. 3) ASA MARKETING GROUP, INC (NOT INVESTMENT RELATED), 5339 SW 22ND PL, TOPEKA, KS 66614; START DATE: 9/1/12; ADVERTISING AND MARKETING FIRM; SHAREHOLDER & BOARD OF DIRECTORS; 1 HR/MO, 0 HR/MO DURING SECURITIES TRADING HRS; MARKETING AND ADVERTISING SERVICES FOR BUSINESSES. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING.05/23/13 5)I AM A SHAREHOLDER AND BOARD MEMBER OF ASA MARKETING GROUP, INC., 5339 SW 22ND PLACE, TOPEKA, KS 66614. THIS BUSIENSS IS NOT INVESTMENT RELATED. IT'S PRIMARY SERVICES ARE STRATEGIC FUNDRAISING AND ADVERTISING FOR SCHOOL DISTRICTS AND COUNTY PARKS AND RECREATION FACILITIES. THE BUSINESS ALSO PROVIDES GENERAL MARKETING AND ADVERTISING SERVICES TO BUSINESSES. I SPEND ABOUT 1 HOUR PER MONTH AND 0 HOURS PER TRADING DAY AT THIS BUSINESS. 6)INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES. 7) JKW PROPERTIES, LLC, 420 SE 29TH STREET, STE A, TOPEKA, KS, PARTNERSHIP IN A COMMERCIAL BUILDING, 03/23/18- NIR, 1/MO- 0/TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-22 |
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