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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-07-01
  • KS RA
    APPROVED
    Since 2024-07-01

Branch Locations

5500 Sw 7Th St. Suite B, Topeka, KS 66606 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

5500 Sw 7Th Street, Suite B, Topeka, KS 66606 • United States

145 Wyckoff Rd Ste 202B, Eatontown, NJ 07724 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Topeka KS 05/2016 08/2017
Royal Alliance Associates Topeka KS 08/2017 09/2022
Blue Owl Securities Llc New York NY 10/2022 07/2024
Lpl Financial Llc Topeka KS 07/2024 Present
  • 05/2016 → 08/2017
    Unemployed
    Topeka, KS
  • 08/2017 → 09/2022
    Royal Alliance Associates
    Topeka, KS
  • 10/2022 → 07/2024
    Blue Owl Securities Llc
    New York, NY
  • 07/2024 → Present
    Topeka, KS
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-14
  • S66 Uniform Combined State Law Examination
    2018-06-14
Other Names
  • Allison Anne Young
  • Allison Young

View on SEC IAPD

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