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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-07-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Advisors Asset Management, Llc | Topeka | KS | 01/2004 | 06/2020 |
| Osaic Wealth, Inc. | Topeka | KS | 11/2006 | 07/2024 |
| Mcmorin Inc. | Topeka | KS | 01/2005 | Present |
| Lpl Financial Llc | Topeka | KS | 07/2024 | Present |
1) 06/17/2024 - Real Estate Rental - owner - KS 66510 - Investment related - 1 Hour per month - Start date: 04/30/2017. 2) 06/17/2024 - Mark Young, CPA - Tax Prep/Accounting/CPA - KS 66610 - Investment related - 5 Hours per month - Start date: 01/01/1987. 3) 06/17/2024 - Heartland Financial Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 4) 06/17/2024 - MCMORIN INC - Outside/W-2 Employment - KS 66606 - Non investment related - 40 Hours per month - Start date: 01/01/2005. 5) 06/17/2024 - Jayhawk Associates - Business Entity For Tax/Investment Purposes Only - Accounting and tax preparation for personal LLC - KS 66610 - Non investment related - Start date: 09/24/2020. 6) 06/17/2024 - Heartland Financial Services - Non-Variable Insurance - Midland National Life Insurance - KS 66606 - Investment related - 5 Hours per month - Start date: 02/11/2005. 7) 06/17/2024 - Limestone Holdings - Real Estate Rental - Rock Creek Equity Holdings, LLC - KS 66610 - Investment related - Start date: 10/20/2020. 8) 06/17/2024 - Rock Creek Equity Holdings - Business Entity For Tax/Investment Purposes Only - Interest, dividends, and capital gains from investments - KS 66610 - Non-Variable Insurance - Start date: 09/24/2020. 9) 06/17/2024 - Notary - KS 66610 - Investment related - 1 Hour per month - Start date: 02/28/2008. 10) 06/17/2024 - Investment Advisors Financial Group (IAFG) - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-06-25 |
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