Best Investors Account Sign in

Michael A Allen Roy

Ubs Financial Services Inc.

Chesterfield, MO

Frankford, MO

Eureka, MO

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-24
MO RA APPROVED 2006-08-03
  • TX RA
    APPROVED_RES
    Since 2006-10-24
  • MO RA
    APPROVED
    Since 2006-08-03

Branch Locations

16690 Swingley Ridge Road Suite 240-A, Chesterfield, MO 63017 • United States

Frankford, MO • United States

Eureka, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc St. Louis MO 08/2006 Present
Previous Registrations
  • 2001-03-07 → 2006-08-04
    Morgan Stanley Dw Inc.
    Chesterfield, MO
    Chesterfield, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-12
S63 Uniform Securities Agent State Law Examination 1987-04-01
  • S65 Uniform Investment Adviser Law Examination
    2000-04-12
  • S63 Uniform Securities Agent State Law Examination
    1987-04-01
Other Names
  • Michael Allan Roy
  • Michael Allen Roy

View on SEC IAPD

Other Firms

CARROLL WEALTH MANAGEMENT INC.
PRINCIPAL SECURITIES, INC.
LPL FINANCIAL LLC
SMITH, MOORE & CO.
EDWARD JONES
IMPACT PARTNERSHIP WEALTH, LLC
MBM WEALTH CONSULTANTS, LLC
BRAND ASSET MANAGEMENT GROUP, INC.

Other Investors

MICHAEL CHRISTOPHER CARROLL
KERRY D ROGERS
MATTHEW EDWARD FITZGERALD
PATRICK DONLAN
JAMES MATTHEW MUCCIGROSSO
Jason Alan Cummings
Thomas Christopher Self
JACOB DANIEL STANSFIELD

Other Offices

CARROLL WEALTH MANAGEMENT INC. · CHESTERFIELD, MO
PRINCIPAL SECURITIES, INC. · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO
SMITH, MOORE & CO. · CHESTERFIELD, MO
EDWARD JONES · Chesterfield, MO
IMPACT PARTNERSHIP WEALTH, LLC · Chesterfield, MO
MBM WEALTH CONSULTANTS, LLC · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO

More in Chesterfield, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor