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Carroll Wealth Management Inc. CRD 152211
$1.91M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
16305 Swingley Ridge Rd Suite 210, Chesterfield, MO 63017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2009-12-17 |
Branch Locations
16305 Swingley Ridge Rd Suite 210, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carroll Wealth Management Inc. (152211) | Chesterfield | MO | 12/2009 | Present |
Licensed Insurance Agent. I am not actively using the license but do maintain it in case I need it in the future.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-30 |
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