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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-01-04
  • MO RA
    APPROVED
    Since 2023-01-04

Branch Locations

16305 Swingley Ridge Rd Ste 465, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Chesterfield MO 08/2017 12/2022
Mml Investors Services, Llc Chesterfield MO 09/2017 12/2022
Principal Life Insurance Company St Louis MO 12/2022 Present
Principal Securities Inc St Louis MO 12/2022 Present
Transamerica Capital, Inc. Kirkwood MO 11/2015 09/2017
  • 08/2017 → 12/2022
    Massmutual Life Insurance Co
    Chesterfield, MO
  • 09/2017 → 12/2022
    Chesterfield, MO
  • 12/2022 → Present
    Principal Life Insurance Company
    St Louis, MO
  • 12/2022 → Present
    St Louis, MO
  • 11/2015 → 09/2017
    Transamerica Capital, Inc.
    Kirkwood, MO
Previous Registrations
Other Businesses

INSURANCE POSITION: Fixed Insurance OBA NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/13/2023 ADDRESS: 625 maryville Centre Dr., Suite 110, St. Louis MO 63141, United States DESCRIPTION: The Fixed Insurance OBA is in relation to my activity as a financial advisor and offering insurance solutions through Crump Insurance to my clients. The solutions to be offered include fixed/ index/ variable annuities and Term/ Variabl/ whole Life Insurance as well as disability income insurance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-09
S63 Uniform Securities Agent State Law Examination 2006-06-14
  • S65 Uniform Investment Adviser Law Examination
    2017-10-09
  • S63 Uniform Securities Agent State Law Examination
    2006-06-14
Other Names
  • Pat Donlan
  • Patrick R Donlan
  • Patrick Ryan Donlan

View on SEC IAPD

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