Jason Alan Cummings

Current Employers

Employment History

• 07/2014 → 12/2020
  Hennings Construction Roofing Llc
  Chesterfield, MO
• 01/2020 → 06/2021
  Northwestern Mutual Life Insurance Company
  Chesterfield, MO
• 12/2019 → 06/2021
  Northwestern Mutual Investment Services Llc
  Chesterfield, MO
• 07/2020 → 06/2021
  Northwestern Mutual Wealth Management Company
  Chesterfield, MO
• 07/2021 → 12/2023
  Massmutual Life Insurance Co
  Chesterfield, MO
• 07/2021 → 12/2023
  Mml Investors Services, Llc
  Chesterfield, MO
• 12/2023 → Present
  Principal Securities, Inc.
  Saint Louis, MO
• 12/2023 → Present
  Principal Life Insurance Company
  Saint Louis, MO
• 07/2025 → Present
  Ase Advisory Llc
  St Louis, MO

Previous Registrations

• 2021-08-24 → 2023-12-13
  Mml Investors Services, Llc
  Chesterfield, MO

Other Businesses

**THE NATHAN CUMMINGS FOUNDATION POSITION: Trustee NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2025 ADDRESS: 120 Wall St, Fl 26, New York NY 10005-4005, United States DESCRIPTION: I serve on the board of trustees for my family foundation, Nathan Cummings Foundation. My role is to attend 3 board meetings a year, participating in meetings and voting on the key operations of the foundation as it pertains to governance, committee participation, core grants, staffing and executive leadership. I have no control or influence over investment decisions, nor grant making capabilities to specific 501(c)3 organizations of my personal choice. **ASE ADVISORY LLC (DBA) POSITION: ASE Advisory LLC NATURE: Business consulting, DI/A&H Insurance, Fee-based financial planning, Group / Health insurance, Life Insurance / Annuities, MF/ Securities/ VA / VL, Seminars / Educational Workshops INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/21/2025 ADDRESS: 625 MARYVILLE CENTRE DR STE 110, St Louis MO 63141, United States DESCRIPTION: The DBA is making Eric and I's team official. We want to brand ourselves as ASE Advisory including websites, signatures, letter head etc. **ASE ADVISORY LLC POSITION: Managing Partner NATURE: Business Consulting, Fee-based Financial Planning, Financial Strategies/needs analysis, life insurance/annuities, mutual funds/securities/VA/VL. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 8 START DATE: 03/01/2024 ADDRESS: 625 MARYVILLE CENTRE DR STE 110, SAINT LOUIS MO 63141, United States DESCRIPTION: Business consulting done through fee-based planning, where an annual or monthly fee is charged for a comprehensive written and deliverable financial plan, inclusive of business valuation, succession/exit plan, 401(K) or retirement plan, group benefits, etc. Products may or may not be implemented as a result of the financial plan, however, if implemented these include various forms of life insurance, disability insurance, health insurance, brokerage services, investment advisory services, and annuity sales. Compensation on commission-based products in addition to fee-based services. Target markets are business owners and closely held companies.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-08-18
• S63 Uniform Securities Agent State Law Examination
  2020-06-15

Other Names

• Jason Alan Cummings
• Jason A Cummings
• Jason Alan Cummings
• J Cummings