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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-09-25
  • MO RA
    APPROVED
    Since 2024-09-25

Branch Locations

16305 Swingley Ridge Rd Ste 465, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bsn Sports St. Louis MO 02/2019 05/2021
Johnny Mac's Sporting Goods St. Louis MO 07/2016 02/2019
Thrivent Investment Management Inc St Louis MO 04/2021 07/2024
Thrivent Financial Appleton WI 09/2021 11/2021
Thrivent Financial Appleton WI 11/2021 07/2024
Principal Life Insurance Company Saint Louis MO 09/2024 Present
Principal Securities, Inc. Saint Louis MO 09/2024 Present
  • 02/2019 → 05/2021
    Bsn Sports
    St. Louis, MO
  • 07/2016 → 02/2019
    Johnny Mac's Sporting Goods
    St. Louis, MO
  • 04/2021 → 07/2024
    St Louis, MO
  • 09/2021 → 11/2021
    Thrivent Financial
    Appleton, WI
  • 11/2021 → 07/2024
    Thrivent Financial
    Appleton, WI
  • 09/2024 → Present
    Principal Life Insurance Company
    Saint Louis, MO
  • 09/2024 → Present
    Saint Louis, MO
Previous Registrations
Other Businesses

**FESTUS SCHOOL DISTRICT POSITION: Public Address Announcer NATURE: Announcer INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/17/2025 ADDRESS: 1515 Mid-Meadow Ln, Festus MO 63028, United States DESCRIPTION: I will be announcing the public address at high school football games. This includes announcing what happened on the field as well as any necessary messages the district would like announced to those in attendance, I.E. senior night bios, parking issues. **LIVESTREAM STL POSITION: Broadcaster NATURE: Sports Broadcast INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 04/01/2026 ADDRESS: 7004 Monticello Rd. Ste. B, Barnhart MO 63012, United States DESCRIPTION: Play-by-play sports broadcasting of high school sporting events

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-15
S63 Uniform Securities Agent State Law Examination 2021-08-13
  • S65 Uniform Investment Adviser Law Examination
    2022-08-15
  • S63 Uniform Securities Agent State Law Examination
    2021-08-13
Other Names
  • Tommy Self
  • Thomas Christopher Self
  • Thomas Self

View on SEC IAPD

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