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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-01-10 |
| CO | RA | APPROVED | 2016-06-22 |
Branch Locations
5251 Dtc Parkway Suite 1045, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Greenwood Village | CO | 04/2009 | Present |
| Western Wealth Management, Llc | Greenwood Village | CO | 03/2016 | Present |
1. 11/17/2011 - Peak Wealth Advisors, Inc. - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 5/16/2016: Western Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 03/07/2016 - 120 Hours Per Month/100 Hours During Securities Trading - IAR of RIA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-10 |
| S65 | Uniform Investment Adviser Law Examination | 1999-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-06 |
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