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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-01-01 |
Branch Locations
6000 Poplar Ave Ste. 250 #244, Memphis, TN 38119 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bni Networking Group | Memphis | TN | 09/2001 | Present |
| United Capital Financial Advisors | Memphis | TN | 10/2011 | 07/2019 |
| Girard Securities, Inc. | San Diego | CA | 10/2011 | 11/2017 |
| Cetera Advisor Networks Llc | El Segundo | CA | 11/2017 | 10/2019 |
| Independent Financial Group | San Diego | CA | 10/2019 | Present |
(1) INSURANCE AGENT POSITION: Independent Contractor NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2019 ADDRESS: 6000 Poplar Ave, Ste. 250, Memphis TN 38119, United States DESCRIPTION: TN INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE. (2) GERMANTOWN CHAMBER OF COMMERCE POSITION: Volunteer NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2017 ADDRESS: 2195 S GERMANTOWN ROAD, GERMANTOWN TN 38138, United States DESCRIPTION: MEMBER OF THE BOARD OF DIRECTORS OF GERMANTOWN CHAMBER OF COMMERCE. (3) THEATRE MEMPHIS POSITION: Volunteer NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 08/06/2012 ADDRESS: 630 perkins road extd, memphis TN 38117, United States DESCRIPTION: MEMBER OF THE BOARD OF DIRECTORS FOR THEATRE MEMPHIS. (4) RULEMAN ASSET MANAGEMENT & PLANNING POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2019 ADDRESS: 6000 Poplar Ave, Ste. 250, Memphis TN 38119, United States DESCRIPTION: 100% OWNER OF DBA USED FOR MARKETING SECURITIES AND ADVISORY SERVICES. (5) BNI NETWORKING GROUP POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 14 SECURITIES TRADING HOURS: 4 START DATE: 10/18/2001 ADDRESS: 6000 Poplar Ave, Ste. 250, Memphis TN 38119, United States DESCRIPTION: MEMBER OF BNI NETWORKING GROUP (6) FINANCIAL PLANNING ASSOCIATION GREATER MEMPHIS CHAPTER POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2023 ADDRESS: 5100 Wheelis Ave, Suite 211, Memphis TN 38117, United States DESCRIPTION: helping to direct use of existing funds and recruit sponsors for events including speakers & venue costs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-06 |
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