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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-04-06
  • AZ RA
    APPROVED
    Since 2026-04-06

Branch Locations

18700 N Hayden Rd Ste 525, Scottsdale, AZ 85255 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-03-03
  • AZ RA
    APPROVED
    Since 2020-03-03

Branch Locations

18700 N Hayden Rd Ste 525, Scottsdale, AZ 85255 • United States

16165 N 83Rd Ave Ste 140, Peoria, AZ 85382 • United States

Peoria, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Brea CA 09/2007 07/2019
Morgan Stanley Scottsdale AZ 07/2019 01/2020
Wells Fargo Clearing Services, Llc Peoria AZ 03/2020 Present
Not Employed Peoria AZ 01/2020 03/2020
Wells Fargo Advisors Financial Network Scottsdale AZ 04/2026 Present
Previous Registrations
  • 2009-06-01 → 2020-01-03
    Brea, CA
    Brea, CA
    Scottsdale, AZ
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Brea, CA
    Newport Beach, CA
  • 1998-08-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    Newport Beach, CA
    Newport Beach, CA
Other Businesses

RENTAL PROPERTY, INV RELATED, SURPRISE, AZ, 100% OWNERSHIP, START: 7/5/2022, 5 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-29
S63 Uniform Securities Agent State Law Examination 1988-08-24
  • S65 Uniform Investment Adviser Law Examination
    1994-03-29
  • S63 Uniform Securities Agent State Law Examination
    1988-08-24

View on SEC IAPD

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