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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-04-06 |
Branch Locations
18700 N Hayden Rd Ste 525, Scottsdale, AZ 85255 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-03-03 |
Branch Locations
18700 N Hayden Rd Ste 525, Scottsdale, AZ 85255 • United States
16165 N 83Rd Ave Ste 140, Peoria, AZ 85382 • United States
Peoria, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Brea | CA | 09/2007 | 07/2019 |
| Morgan Stanley | Scottsdale | AZ | 07/2019 | 01/2020 |
| Wells Fargo Clearing Services, Llc | Peoria | AZ | 03/2020 | Present |
| Not Employed | Peoria | AZ | 01/2020 | 03/2020 |
| Wells Fargo Advisors Financial Network | Scottsdale | AZ | 04/2026 | Present |
RENTAL PROPERTY, INV RELATED, SURPRISE, AZ, 100% OWNERSHIP, START: 7/5/2022, 5 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1988-08-24 |
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