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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2024-04-29 |
| TX | RA | APPROVED_RES | 2024-03-28 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Sioux Falls | SD | 10/2010 | 03/2024 |
| Securities America Advisors | Sioux Falls | SD | 10/2010 | 03/2024 |
| Lpl Financial, Llc | Sioux Falls | SD | 03/2024 | Present |
1- 03/2024 / FISH FAMILY CAPITAL LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Start date: 03/01/2017 2- 03/2024 / BRANDON CITY COUNCIL / Politics Government / Not Investment Related / 10 hrs mth / Start date: 05/01/2010 3- 03/2024 / Non-Variable Insurance / Investment Related / 24 hrs mth / Start date: 11/01/2010 4- 03/2024 / GALVA LAND LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Start date: 01/01/2005
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-02 |
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