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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mbt Investment Center | Forest City | IA | 10/1991 | Present |
| Securities America, Inc | Forest City | IA | 11/2012 | 12/2021 |
| Lpl Financial Llc | Forest City | IA | 12/2021 | Present |
1) 12/2021- JENNINGS & HALL FINANCIAL- DBA for LPL Business (entity for LPL business)- inv. related- Forest City, IA 2) 12/2021- MBT Investments - DBA for LPL Business (entity for LPL business)- inv. related- Forest City, IA 3) 12/2021- JENNINGS & FINANCIAL GROUP LLC- Non-Variable Insurance- Agent selling Life, LTC, disability and fixed annuities - inv. related- Forest City, IA - 160hrs/mth 4) 12/2021- Matthew Jennings Farmland - Real Estate Rental- owner- inv. related- Hanlontown, IA- start date 2/28/2000 - 0hrs
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-23 |
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