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136 S 4Th Street, Forest City, IA 50436 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-11-04 |
Branch Locations
136 S 4Th Street, Forest City, IA 50436 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-05-30 |
| TX | RA | APPROVED_RES | 2025-05-28 |
Branch Locations
136 S 4Th Street, Forest City, IA 50436 • United States
1094 S Gilbert Road Suite 201, Gilbert, AZ 85296 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc | Gilbert | AZ | 11/2015 | 09/2022 |
| Caribou Coffee | Tempe | AZ | 11/2016 | 07/2017 |
| Greenfield Junior High | Gilbert | AZ | 11/2018 | 01/2019 |
| Terra Wealth Management, Llc | Mesa | AZ | 09/2022 | 08/2025 |
| United States Air Force Reserves | Luke Air Force Base | AZ | 03/2016 | Present |
| Oasis Advisors, Llc | Gilbert | AZ | 05/2025 | Present |
| Alphabit Investments, Llc | Mesa | AZ | 02/2025 | Present |
1) Insurance Agent, Oasis Advisors Risk Management, LLC. Principal office is located at 136 S 4th St, Forest City, IA 50436. Insurance agency. Start date 05/2025.; spends approximately 10% of time, some but not all during market hours. 2) CEO of AlphaBit Investments, LLC. Principal office is located at 136 S 4th St, Forest City, IA 50436. Investment-related. AlphaBit Investments, LLC sponsors and manages an ETF; Start date 02/2025; spends approximately 10% of his time during the month, all during market hours. 3) Vice President and IAR of OASIS Advisors, LLC. Principal office is located at 136 S 4th St, Forest City, IA 50436. The SEC Registrant provides investment advisory and related services to high-net-worth Individuals, corporations and pension and profit-sharing plans. Start date 05/2025; spends majority of time on this business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-17 |
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