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Current Employers
Alphabit Investments, Llc

136 S 4Th Street, Forest City, IA 50436 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-10-30
  • IA RA
    APPROVED
    Since 2025-10-30

Branch Locations

136 S 4Th Street, Forest City, IA 50436 • United States

Oasis Advisors

136 S 4Th Street, Forest City, IA 50436 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-05-28
TX RA APPROVED_RES 2025-05-28
  • IA RA
    APPROVED
    Since 2025-05-28
  • TX RA
    APPROVED_RES
    Since 2025-05-28

Branch Locations

136 S 4Th Street, Forest City, IA 50436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vsr Financial Services, Inc Overland Park KS 12/2014 11/2016
Vsr Advisory Services Overland Park KS 12/2014 09/2016
Summit Brokerage Services, Inc. Johnston IA 09/2016 07/2017
Summit Financial Group Inc. Johnston IA 09/2016 07/2017
Uncommon Wealth Partners, Llc Ankeny IA 05/2017 03/2023
Terra Wealth Management, Llc Forest City IA 03/2023 08/2025
Oasis Advisors, Llc Forest City IA 05/2025 Present
Alphabit Investments, Llc Forest City IA 02/2025 Present
  • 12/2014 → 11/2016
    Vsr Financial Services, Inc
    Overland Park, KS
  • 12/2014 → 09/2016
    Vsr Advisory Services
    Overland Park, KS
  • 09/2016 → 07/2017
    Summit Brokerage Services, Inc.
    Johnston, IA
  • 09/2016 → 07/2017
    Summit Financial Group Inc.
    Johnston, IA
  • 05/2017 → 03/2023
    Ankeny, IA
  • 03/2023 → 08/2025
    Terra Wealth Management, Llc
    Forest City, IA
  • 05/2025 → Present
    Oasis Advisors, Llc
    Forest City, IA
  • 02/2025 → Present
    Forest City, IA
Previous Registrations
  • 2023-03-08 → 2025-08-27
    Forest City, IA
    Hubbard, IA
    High Point, NC
  • 2017-06-22 → 2023-03-17
    Ankeny, IA
    Ankeny, IA
  • 2016-09-02 → 2017-07-20
    Summit Financial Group Inc
    Johnston, IA
    Ankeny, IA
  • 2016-09-02 → 2016-11-02
    Vsr Financial Services, Inc.
    Johnston, IA
    Overland Park, KS
  • 2014-12-09 → 2016-09-01
    Vsr Financial Services, Inc.
    Johnston, IA
    Overland Park, KS
  • 2011-05-17 → 2014-12-22
    Securities America Advisors, Inc.
    West Des Moines, IA
  • 2004-05-25 → 2004-10-29
    Securities America Advisors, Inc.
    Omaha, NE
Other Businesses

--Start date 02/2025. President, CIO and CCO of AlphaBit Investments, LLC,136 S 4th St, Forest City, IA 50436. Investment-related. The SEC Registrant sponsors and manages an ETF. Spends approximately 10% of time during market hours.-- --Start date 02/2025. President of OASIS Capital Hold Co. 136 S 4th St, Forest City, IA 50436. OASIS Capital Hold Co is the direct owner of AlphaBit Investments, LLC and Oasis Advisors, LLC.-- --Start date 05/2025. President and IAR of OASIS Advisors, LLC, 136 S 4th St, Forest City, IA 50436. The SEC Registrant provides investment advisory and related services to high-net-worth Individuals, corporations and pension and profit-sharing plans. Spends majority of time on this business.- -- Start date 05/2025. Insurance Agent, Oasis Advisors Risk Management, LLC. 136 S 4th St, Forest City, IA 50436. Insurance agency. Spends approximately 10% of time, some but not all during market hours.--

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-20
  • S66 Uniform Combined State Law Examination
    2011-04-20

View on SEC IAPD

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