Troy Eugene Hall

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 12/2021
  Securities America, Inc
  Forest City, IA
• 12/2012 → 12/2021
  Securities America Advisors
  Forest City, IA
• 12/2021 → Present
  Lpl Financial Llc
  Forest City, IA
• 07/1998 → Present
  Mbt Investments
  Forest City, IA

Previous Registrations

• 2012-12-03 → 2021-12-06
  Securities America Advisors, Inc.
  Forest City, IA
• 2012-08-29 → 2012-12-04
  Eagle One Investments, Llc
  Clear Lake, IA
  Clear Lake, IA
  Forest City, IA
  Forest City, IA

Other Businesses

1) 12/2021- JENNINGS & HALL FINANCIAL- DBA for LPL Business (entity for LPL business)- inv. related- Forest City, IA 2) 12/2021- MBT Investments - DBA for LPL Business (entity for LPL business)- inv. related- Forest City, IA 3) 12/2021- JENNINGS & FINANCIAL GROUP LLC- Non-Variable Insurance- Agent selling Fixed annuities, Life, LTC - inv. related- Forest City, IA - start date 7/20/1998- 60hrs/mth

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-08-28
• S63 Uniform Securities Agent State Law Examination
  1998-09-15