Roberta K Smith

Current Employers

Employment History

• 05/1985 → Present
  Northwestern Mutual Life
  Milwaukee, WI
• 09/1992 → Present
  Northwestern Mutual Investment Services, Llc
  Milwaukee, WI
• 01/2016 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1 ROBERTA J KUHN FINANCIAL SERVICES, INC. 117 N KANAWHA ST, BECKLEY WV. PRESIDENT. COMPANY USED FOR ACCOUNTING AND BILL PAYING PURPOSES ONLY.2. NAME CHANGE: ROBERTA J. SMITH FINANCIAL SERVICES EFFECTIVE 7/9/12. (SAME INFORMATION AS ABOVE) 2. BUSINESS OWNERSHIP/SELF EMPLOYED OTHER NON-FINANCIAL SERVICES BUSINESS, 478 OAK CREEK RD, GHENT, , WEST VIRGINIA, 25843, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 07/26/2017, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, ADMINISTRATIVE 3. 50% OWNER, TRINITY TREE SERVICES, INC., 478 OAK CREEK RD, GHENT, , WEST VIRGINIA, 25843, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 1/1/2015, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CONSULTING 4. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 5. BUSINESS OWNERSHIP/SELF EMPLOYED OTHER NON-FINANCAIL SERVICES BUSINESS. SMITH PROPERTIES LLC, 1341 LAKE DRIVE, DANIELS, WEST VIRGINIA 25832. 0-5 HOURS PER MONTH. 6. 50% OWNER, TRINITY MOTORS INC., 1341 LAKE DRIVE, DANIELS, , WEST VIRGINIA, 25832, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 01/07/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NO RESPONSIBILITIES

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-05-13
• S63 Uniform Securities Agent State Law Examination
  1998-03-03

Other Names

• Roberta J Kuhn
• Roberta June Kuhn