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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2004-07-22
WV RA APPROVED 1999-04-26
  • TX RA
    APPROVED_RES
    Since 2004-07-22
  • WV RA
    APPROVED
    Since 1999-04-26

Branch Locations

500 Lee St E, Charleston, WV 25301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charleston WV 01/1999 Present
Bank Of America, Na Charleston WV 11/2009 Present
Other Businesses

I*1029259, Name of OBA: Rental Property 1 Address: Charleston, WV Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 9/26/2022 No Hours: 0 Yearly No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-03-31
  • S66 Uniform Combined State Law Examination
    1999-03-31
Other Names
  • James M Ball
  • James Mathews Ball

View on SEC IAPD

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