John Jeffrey Sartaine

Current Employers

Employment History

• 06/2009 → 11/2022
  Morgan Stanley Smith Barney
  Huntington, WV
• 01/2015 → 11/2022
  Morgan Stanley Private Bank, National Association
  New York, NY
• 11/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Huntington, WV
• 02/2023 → Present
  Bank Of America, N.A.
  Huntington, WV

Previous Registrations

• 2009-06-01 → 2022-11-02
  Morgan Stanley
  Ashland, KY
  Huntington, WV
  Ashland, KY
  Ashland, KY
  Daniel Island, SC
  Louisville, KY
  Greenup, KY
  Prospect, KY
  Prosepect, KY
  Greenup, KY
  Louisville, KY
  Louisville, KY
• 2008-12-18 → 2009-06-01
  Citigroup Global Markets Inc.
  Huntington, WV
• 1998-10-16 → 2008-12-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ashland, KY
  Ashland, KY

Other Businesses

I*1600306; Name of OBA: BIG WOODS, INC.; Address: Louisville, KY; Investment Related: No; Position, Title, Association: Officer; Employee Start Date: 02/01/2000; No Hours: Yearly; No Hours during trading: 0; Duties:My wife and I own our farm near Ashland, KY in this entity to separate the liabilities of the farm from our personal assets. We formed the company a long time ago. It occasionally sells raw land or has timber cut on it that produces income. I am the President and my wife is the Vice-President. We each own 50% of the shares, its an S Corp with flow through income to our personal form 1040. I*447855; Trust; Investment related Yes; Louisville, Kentucky; Trust; Trustee/Co-Trustee; 10/2017; During business hours: 0; After business hours: 1;*485142 - Trust; Investment related Yes; Louisville, Kentucky; Trust; Trustee/Co-Trustee; 05/2015; During business hours: 1; After business hours: 0 I*2930275, Entity Type: , Name of OBA: Presidio Yacht Club Condominium Association, Inc, Address: Fort Walton Beach, Florida, 32548, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 11/08/2025, No Hours: 4 Monthly, No Hours during Trading: 0 Monthly, Duties: there are 4 quarterly meetings per year and then an annual meeting. The condo association has a full time management company, Newman Dailey Resort Properties, Inc and the board of directors help direct the management company's activities. My responsibilities will be mostly related to the maintenance of the building and surrounding facilities, Manage the condominium building. The owners of the condominiums are members of the association and this is the board of directors, a volunteer position. I*2948285, Entity Type: , Name of OBA: Valencia Villas at Landis Lakes, Address: Louisville, Kentucky, 40245, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 01/01/2021, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: I manage the board responsibilities for the maintenance of the physical buildings (roofs, drainage, concrete, water, sewer) homeowner's association that manages the maintenance of the homes I*4971268, Entity Type: Entity For Profit, Name of OBA: BIG WOODS INC , Address: Ashland, Kentucky, 41102, Investment Related: N, Position, Title, Association: ["Officer","Owner"], Employee Start Date: 01/01/2008, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Manage the farm Family farm that is being developed into residential lots for sale, timber income from time to time

Exams

• S66 Uniform Combined State Law Examination
  1998-10-14

Other Names

• John J Sartaine
• Jeff Sartaine