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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-17
WV RA APPROVED 2018-01-10
  • TX RA
    APPROVED_RES
    Since 2024-01-17
  • WV RA
    APPROVED
    Since 2018-01-10

Branch Locations

500 Lee St E, Charleston, WV 25301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charleston WV 09/2017 Present
University Of Nottingham Nottingham 09/2016 09/2017
Bank Of America, N.A. Charleston WV 11/2017 Present
Other Businesses

I*: 2384339 Entity Type: Name of OBA: Kenzie Cable LLC Address: Charleston, West Virginia25314 Investment Related: No Position, Title, Association: Spouse of owner Employee Start Date: 04/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: I will have zero responsibilities, This is a startup business my wife is running. she is the only owner.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-16
  • S66 Uniform Combined State Law Examination
    2017-12-16
Other Names
  • Austin Rosencrance

View on SEC IAPD

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