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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2019-09-16 |
| OH | RA | APPROVED | 2019-09-12 |
| TX | RA | APPROVED_RES | 2019-09-12 |
Branch Locations
5905 E Galbraith Rd Ste 4200, Cincinnati, OH 45236-2375 • United States
Villa Hills, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Cincinnati | OH | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Cincinnati | OH | 11/2016 | 09/2019 |
| Ameriprise Financial Services Inc | Cincinnati | OH | 09/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Cincinnati | OH | 03/2020 | Present |
Business Ownership; Stratsson Group Inc ( same as above ); Co-owner; Real Estate; 2907 Lopane Ave., , Middletown, OH, 45044; Not Investment-Related; 07/01/1989; 1 to 9 hours per month; 1 to 9 during trading hours / Teleion Properties LLC (same as above; Co-owner; Real Estate; 2907 Lopane Ave., , Middletown, OH, 45044; Not Investment-Related; 03/12/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Ahepa-Buckeye Scholarship Foundation; Trustee; 601 Tall Pines Dr, , Toledo, OH, 43615; Not Investment-Related; 06/01/2019; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Order of Ahepa - Chapter 209; Charitable Organization with scholarship distributions; 2500 Grand Ave, , Middletown, OH, 45044; Not Investment-Related; 09/01/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-22 |
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