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Michael William Hardin

Raymond James & Associates, Inc.

Johnson City, TN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-02-06
  • TN RA
    APPROVED
    Since 2023-02-06

Branch Locations

3020 Franklin Terrace Suite 3, Johnson City, TN 37604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Tennessee Bank Memphis TN 02/1996 02/2023
First Tennessee Brokerage, Inc. Bristol TN 06/1996 02/2023
Ftb Advisors, Inc. Johnson City TN 10/2013 02/2023
Raymond James & Associates Kingsport TN 02/2023 Present
  • 02/1996 → 02/2023
    First Tennessee Bank
    Memphis, TN
  • 06/1996 → 02/2023
    First Tennessee Brokerage, Inc.
    Bristol, TN
  • 10/2013 → 02/2023
    Ftb Advisors, Inc.
    Johnson City, TN
  • 02/2023 → Present
    Raymond James & Associates
    Kingsport, TN
Previous Registrations
  • 2003-09-16 → 2023-02-03
    First Horizon Advisors, Inc.
    Johnson City, TN
    Johnson City, TN
  • 2008-09-03 → 2013-10-10
    Ftb Advisors, Inc.
    Memphis, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-15
S63 Uniform Securities Agent State Law Examination 1994-12-23
  • S66 Uniform Combined State Law Examination
    2003-09-15
  • S63 Uniform Securities Agent State Law Examination
    1994-12-23

View on SEC IAPD

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Other Investors

THOMAS E DOTSON
ROBERT KEITH HOBBS
SONYA KAYE HENSLEY
URIL DUANE PETERSON
CAROL LYNN CRESS
RICHARD WAYNE HOBBS
MATTHEW JAMES TRIVETT
BENJAMIN DAVID TALLEY

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · JOHNSON CITY, TN
LPL FINANCIAL LLC · JOHNSON CITY, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Johnson City, TN
UBS FINANCIAL SERVICES INC. · JOHNSON CITY, TN
UBS FINANCIAL SERVICES INC. · JOHNSON CITY, TN
LPL FINANCIAL LLC · JOHNSON CITY, TN
LPL FINANCIAL LLC · JOHNSON CITY, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · JOHNSON CITY, TN

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